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新能源汽车 英文文献

新能源汽车 英文文献
新能源汽车 英文文献

Policy Sci(2007)40:1–34

DOI10.1007/s11077-006-9022-7

O R I G I N A L A R T I C L E

The allure of technology:How France and California promoted electric and hybrid vehicles to reduce urban air pollution

David Calef·Robert Goble

Received:15May2005/Accepted:19July2006/Published online:1March2007

C Springer Science+Business Media B.V.2007

Abstract All advanced industrialized societies face the problem of air pollution produced by motor vehicles.In spite of striking improvements in internal combustion engine technol-ogy,air pollution in most urban areas is still measured at levels determined to be harmful to human health.Throughout the1990s and beyond,California and France both chose to improve air quality by means of technological innovation,adopting legislation that promoted clean vehicles,prominently among them,electric vehicles(EVs).In California,policymakers chose a technology-forcing approach,setting ambitious goals(e.g.,zero emission vehicles), establishing strict deadlines and issuing penalties for non-compliance.The policy process in California called for substantial participation from the public,the media,the academic com-munity and the interest groups affected by the regulation.The automobile and oil industries bitterly contested the regulation,in public and in the courts.In contrast,in France the pol-icy process was non-adversarial,with minimal public participation and negligible debate in academic circles.We argue that California’s stringent regulation spurred the development of innovative hybrid and fuel cell vehicles more effectively than the French approach.However, in spite of the differences,both California and France have been unable to put a substantial number of EVs on the road.Our comparison offers some broad lessons about how policy developments within a culture in?uence both the development of technology and the impact of humans on the environment.

Keywords Environmental policy.Technology policy.Policy styles.Air pollution. Sustainable transport.Electric and hybrid vehicles

D.Calef( )

Visiting Fellow,Fondazione Eni Enrico Mattei,Corso Magenta,6320123Milan,Italy

e-mail:dacalef@https://www.wendangku.net/doc/bd794212.html,

Current address

D.Calef

Via Carlo Alberto,24,00185Rome,Italy

R.Goble

Research Professor,Environmental Science and Policy Department,Clark University,950Main Street, Worcester,MA01610

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Introduction

In an effort to reduce air pollution in Los Angeles and other metropolitan areas in the state of California,the California Air Resources Board(CARB)1adopted in September1990a plan to encourage the development and use of zero emission vehicles(ZEVs).At the time only battery-powered electric vehicles(EVs)quali?ed as ZEVs while other potential ZEV technologies,such as fuel cells and?ywheels,were far from being commercially viable.The ZEV mandate was just one component of a multi-pronged attack on pollution,but it was the one that attracted the most attention throughout the following decade.2

The regulation created in California is an example of technology-forcing;it required the regulated industry to produce and sell ef?cient EVs,within a set period of time,even though the technology was not fully developed when the regulations were created.As in the case of the1970Clean Air Act Amendments(CAAA)that compelled the auto industry to introduce catalytic converters,the major automakers,the oil industry as well as several policy analysts bitterly contested the ZEV regulation.Indeed the mandated development of EVs triggered a controversy about the merits of the new technology that engaged substantial public par-ticipation in California and in the rest of the country.This is not surprising.To a far greater degree than people in other industrialized countries,Americans often vigorously debate tech-nological issues,whether concerning electric cars,information technologies,antidepressant drugs(Prozac),public health measures(?uoridation)or national defense systems(Strategic Defense Initiative).And the controversies that typically accompany public discourse on any of these technologies have usually intensi?ed each time the new technology was regulated by the federal government or,as in the case of the ZEV mandate,by a state agency.3 Over the same time period,starting in1992,and throughout the1990s,the French gov-ernment designed policies and passed legislation to encourage the deployment of EVs as a means to improve air quality.But in France the process of creating regulations designed to promote EVs was devoid of con?ict between government and industry and the role of interest groups was much more restrained than was the case in the United States.Indeed one would have been hard pressed to?nd any debate at all about EVs in France.

Our study contrasts the EV policies adopted in California and France,the relationships between industry and government,societal attitudes toward technology and the role of in-terest groups.We explore the distinctive features of US regulation of air pollution in the transportation sector and describe how and why Americans have paid heightened attention to electric cars,show how polarized the debate about EVs was in the United States,and contrast that debate with the collegial atmosphere that characterized the emergence of EVs in France. We compare what has happened to date in the two settings with respect to EV technology and the effects on urban air pollution.Our objective is to extract from the comparison some broad lessons about how policy developments within a culture in?uence both technology development and human impacts on the environment.

1Established in1967to promote and protect public health,the CARB has focused on three main objectives: (1)attain and maintain air quality throughout the state;(2)conduct research into the causes of and solutions to air pollution;and(3)attack serious environmental problems caused by motor vehicles.

2In the United States,between1992and2000,academic and technical literature as well as the national print media devoted a great deal of attention to the ZEV mandate.Throughout those years,think tanks,university research teams,newspapers,large-circulation magazines and business organizations produced essays,reports, editorials,cover stories and ads that focused on the zero emission component of a broader pollution-reduction strategy.

3For an analysis of the con?icts surrounding new technologies in the US see Mazur,1981and Nelkin,1992.

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Policy styles:An overview

There is a tradition of cross-national studies which over the last25years has tried to make sense of the variety of environmental,risk and consumer regulations adopted in various industrialized nations(Ashford et al.,1982;Brickman et al.,1985;Badaracco,1985;Kelman, 1980;Lundqvist,1980;V ogel,1986,2003;Wilson,1985).The speci?c subject of these comparative studies ranges from air and water quality control to chemicals regulation and occupational health hazards.Although in the majority of these cases the aim of the regulatory actions in France,Germany,Sweden,the United Kingdom and the United States was similar, the design and the implementation of the policies differed greatly.In particular,all the analyses emphasized how sharply the American policymaking environment differed from its European counterparts.

Starting in the early1980’s,analysts who tried to explain why environmental and risk regulations varied so much among industrialized nations used the concept of“policy style”introduced by(Richardson,1982).In his work,Richardson argued that nation states develop “standard operating procedures”for making and implementing policies and those different styles of policy are in?uenced by deep values rooted in societies.Furthermore,he formulated a basic typology of policy styles based on two main features of policymaking:(1)the govern-ment’s approach to problem-solving,which ranges from anticipatory(or active)to reactive, and(2)the government’s relationship with other actors involved in the policy process.This de?nition translated into a matrix composed of four hybrid styles:anticipatory-consensual, anticipatory-impositional,reactive-consensual and reactive-impositional.In the years since Richardson and his collaborators proposed the matrix,several analysts have enriched the pol-icy style canvas with additional typologies(van Waarden,1995.)Analysts often found that even when outcomes were similar,policy patterns of different nations were quite diverse.The concept of“national styles of regulation,”introduced by V ogel in1986,became an important framework for analyzing policy issues(V ogel,1986).More recently,the question of“policy convergence,”that is,the trend of policy alignments brought by forces such as economic inte-gration treaties,international legal constraints and the ongoing transfer of technological and scienti?c expertise,has emerged.Since the last twenty years have witnessed a sharp reduction of the barriers to economic,political and cultural exchange,it seems timely to ask whether this trend has eroded governments’capacity to design distinctive national policies.In our study we examine in one detailed case whether these recent globalization trends were able to offset countervailing forces such as distinctive national cultures,legacies of past policies and speci?c domestic circumstances.We address the following questions:Regarding clean air policies affecting passenger cars,is it still possible to identify clearly national policy styles in California and France and,if so,to what extent do these affect policies and policy outcomes? Air pollution in California and in France

Over the past33years,California has distinguished itself for passing the most innovative and advanced legislation to control and reduce air pollution produced in the transportation sector,mainly because the Los Angeles basin and other metropolitan areas in the state have suffered the worst air quality in the country.4

4Los Angeles and its suburbs lie in a basin surrounded by a ring of mountains to the east and onshore winds from the west,both of which serve to trap the pollution.Strong sunlight activity produces the photochemical reactions that lead to smog formation.

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Table 1The rise in population,registered vehicles,and VMT in California:1960–2004

Year

Population (Million)Registered vehicles (Million)Vehicle miles travelled (Billion)1960

168711980

24171552000

33.423.4306.3200336.425.2330.7

Sources:Caltrans,2001,2004;U.S.Census Bureau,2005;and U.S.Federal Highway Administration (FHW A),

2003

Ozone Air Quality Trends: 1976-2000

1976198019841988199219962000Y ear

# o f d a y s e x c e e d i n g h e a l t h s t a n d a r d l e v e l s

Fig.1Ozone air quality violations in Los Angeles and Paris between 1976and 2000.Sources:Airparif,2003;and South Coast Air Quality Management District (SCAQMD),2003

Nowadays,in most metropolitan areas,cars and trucks are the major source of air pollution.This holds true in California,where on-road mobile sources are responsible for 51%of nitrogen oxides (NO x )and 33%of reactive organic gases (ROG)both ozone precursors (CARB,2005).5Over the last ?ve decades,automobile use has increased steadily in California as well as in the rest of the United States (California Department of Transportation (Caltrans),2004)and in every other industrialized country (European Commission,2005;Schipper,1995).Table 1shows the progressive growth in population in California,paralleled by the rise in the number of registered vehicles and number of vehicle miles travelled (VMT).

These trends show no sign of abating soon:as measured by VMT,automobile use is forecasted to increase for the foreseeable future (CARB,2005).Despite the steady rise of population and VMT in the Los Angeles area,air quality has improved substantially,as shown by the trend in Figure 1.(ozone trends in the Basin Area and the Ile-de-France).Nonetheless,there are still numerous days when ozone levels remain higher than the standard judged safe by the state.

Thus progress in air quality achieved by means of strict air pollution control regulation and ever-improving emission control technology has been insuf?cient.The air of the Los Angeles Basin remains extremely unhealthy and the state of California dominates the U.S.smog “top ten,”boasting ?ve areas with the highest ground level ozone levels and eight areas 5In 1990,when the ZEV mandate was

proposed,on-road mobile sources accounted for 55%of NO x emissions and 47%of ROG emissions (CARB,2005).

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Table2Data on road transportation for France,the USA and California in2002?

Population#of vehicles Public transport Private transport

(million)(million)ps-km(billion)ps-km(billion)#of EVs France61.529.241720(2001)7,744

U.S.288.2228.977.6(2001)7136(2001)5,200(2000) California3529.1N.A.841.93,900a

?Except where noted.Passenger-km(ps-km):One passenger traveling the distance of one km.Total passenger-km traveled gives the total distance traveled by all people.Sources:(1)Population:Census Bureau,2005 (US and CA);Institut National de la Statistique et des Etudes Economiques(Insee),2004(France);(2) Motor vehicle registrations:FHW A,2003(US and CA);Comit′e des Constructeurs Fran?c ais d’Automobiles (CCFA),2003(France);(3)Passenger Activities:FHW A,2003(US and CA);CCFA,2003;(France);(4) Motor Vehicles:FHW A,2003US;CARB,2002(CA);CCFA,2003(France);(5)EVs:Joyce,2001,(US); Cackette,2003(CA);Groupe Interminist′e riel V′e hicules Electriques(GIVE),2003(France)

a The highest number of EVs in California and in the US was recorded in2000.Since then,the number has been declining due to the recall by Ford,Honda and GM of their EV models(Fagan,1999;Maynard,2002; Glover,2000;GM,2002).

with the most frequent violations of the federal standard.6Moreover,the CARB maintained that projected increases in VMT(384billion in2010and475billion in2020)would slow and,possibly,reverse the decline in ozone levels(Caltrans,2001).Along with the rise in miles driven,the main reason for the inadequacy of emission reduction improvements is the stagnation in automobile fuel economy over the last eighteen years.In1987,the combined (cars and trucks)?eet fuel economy was25.9miles per gallon(mpg)and in2004it was24.4 mpg(EPA,2005a).The decline in fuel economy is largely due to the growth(27%in1987to 48%in2004)of the market share of sport utility vehicles(SUV)and light trucks,which are about a third less fuel-ef?cient than passenger cars(EPA,2005a).The increasing popularity of SUVs and light trucks,subject to lax government fuel ef?ciency standards,as well as the rise in VMT has largely offset the air quality gains brought by pollution reduction technologies (catalytic converters,fuel injection,variable valve control).Furthermore,throughout the period under examination,the worsening urban traf?c congestion produced by growth in car-based mobility precipitated adverse social consequences(e.g.gridlock,rising volumes of polluting exhaust and monetary losses(Shrank and Lomax,2002).7

In France,the transportation system has provided French residents with a high level of personal mobility,although less than that enjoyed by Americans.8See Table2for a comparison of transportation data in France,the United States and California).

But,as in the United States,the growth in automobile mobility has worsened air quality.In 1993,two years before a major French EV legislative act was enacted,cars,trucks and buses produced about half of the ozone-forming hydrocarbons,60%of all the carbon monoxide pollution and68%of the oxides of nitrogen(NO x),90%of lead and41%of the particulates (Centre Interprofessionel Technique d’Etudes de la Pollution Atmosph′e rique(CITEPA), 1998).And if between1980and1993,as Table3shows,total(i.e.from industrial,service and transportation sectors)emissions of NO x have declined considerably,the contribution

6In1987,California set a state standard for ozone equal to0.09ppm(180μg/m3)for a1-hour averaging time. There are many areas in the state where the state standard for ozone is exceeded more than a hundred times per year(SCAQMD,2003).

7According to the Texas Transportation Institute(TTI),in2001,three California cities(Los Angeles,San Francisco-Oakland and San Jose)ranked in the Institute’s top ten list of the most congested cities in the US. 8With520cars per1,000inhabitants,France reached in1995the level of motorizations attained in the early 1970s in the United States(CCFA,2003).

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Table3NO x emissions(total and from the transportation sector)in France1980–2003

Pollutant19801990199320002003

France NO x total19891830174213901220

France NO x transport82710931090728586

Data are in kilotons.

Source:CITEPA,2005

Table4California standards for light vehicles

Category NMOG a(g/mile)CO(g/mile)NOx(g/mile)

CV b0.250 3.40.4

TLEV0.125 3.40.4

LEV0.075 3.40.2

ULEV0.04 1.70.2

ZEV0.0000.00.0

Source:CARB,1990.

a Non-methane organic gases(i.e.hydrocarbons with the exclusion of methane).

b Conventional vehicles

of the transport sector to NO x emissions output over the same period did not decline.NO x emissions from cars and trucks started to decline only in1994.

Although new cars met ever stricter standards,in several metropolitan areas,includ-ing those of Grenoble,Lyon,Marseilles,and Paris,air quality remained far from satisfac-tory throughout the1990s owing to the increase in volume of road traf?c(Patel,1995). Ile-de-France,the region around Paris where19%of the French population(11million people)lives,has received the greatest attention because it is one of the most polluted and politically important areas of the country.

The California ZEV mandate

In September1990,convinced of the inadequacy of existing federal air quality standards,the CARB proposed new regulations based on new de?nitions of types of vehicle as a policy to reduce motor vehicle emissions in California.The proposal required the phased introduction of low-emission vehicles and the clean fuels needed by them.The low-emission vehicles were to meet one of four sets of exhaust emission standards.The emission standards(shown in Table4)established by the Board were:Transitional Low-Emission Vehicles(TLEVs), Low Emission Vehicles(LEVs),Ultra-Low-Emission Vehicles(ULEVs)and Zero-Emission Vehicles(ZEVs)(CARB,1990).

Unlike the standards for TLEVs,LEVs and ULEVs,those for ZEVs could not be met by means of gasoline-powered cars,even those equipped with the most advanced emission-control technology available.The portion of the new regulations that dealt with ZEVs(here-after the ZEV mandate)required that2%of all passenger cars and light trucks(less than3750 lbs.loaded vehicle weight)sold in the state by every major car manufacturer must emit zero exhaust,beginning with the1998models.9The percentage of zero emission vehicles was to

9The category of“major manufacturers”denoted all those whose sales equaled at least35,000units in the state and included Chrysler,Ford,GM,Honda,Mazda,Nissan and Toyota.

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increase to5%in2001and to10%in2003.The CARB could?ne an automaker failing to meet the ZEV requirement up to$5000for each violation.

Although strongly opposed to the mandate,Chrysler,Ford and General Motors (GM)responded to the challenge presented by the CARB by forming,together with the Department of Energy(DOE)and the Electric Power Resource Institute(EPRI) (representing the electric utilities),the U.S.Advanced Battery Consortium(USABC).The primary objective of the consortium was to improve existing battery technology,as it was generally assumed that,without major improvements in that sector,no electric ve-hicle meeting a satisfactory range(~100miles with one charge)would be ready by 1998.

In1992and1994,the CARB reviewed the status of technological progress and up-held the mandate in its original form.The CARB focused on the state of the art of bat-tery technology,which was recognized by most stakeholders as the Achilles’heel of elec-tric cars.In the early1990s,the few types of batteries considered reliable(e.g.,lead-acid, nickel-cadmium)were also the ones that provided the most disappointing performance.In 1995,the CARB commissioned an assessment of the current state and the future prospects of battery technology.The study(Kalhammer et al.,1995)concluded that:(a)lead-acid (Pba)and nickel-cadmium battery technology had improved signi?cantly during the early 1990s and could be deployed in1998,although some of their characteristics would remain well below the midterm criteria set by the USABC;(b)several types of advanced batter-ies(nickel-metal hydride,lithium ion,sodium-nickel chloride)showed excellent promise to meet the USABC midterm goals and were good enough to allow the development of pilot-scale production;(c)the plans to initiate commercial-scale battery production(10,000–40,000battery packs per year)depended on commitments made by car manufacturers to buy batteries on that scale;and(d)the battery manufacturers and researchers interviewed by the panel were unanimously convinced that the ZEV mandate had accelerated invest-ment and progress in developing advanced batteries for electric vehicles.Further progress hinged on a stable program aimed at developing EVs with advanced batteries.Finally,in a best-case scenario,with no technical or decision delays in any of the various development phases,electric vehicles powered by advanced batteries could become available in2000or 2001.

By the end of1995,the CARB technical staff reached conclusions re?ecting those con-tained in the expert assessment(CARB,1995):

1.Lead-acid batteries remain the primary high-volume option for1998electric vehicles,

but would not be able to satisfy long-term requirements such as reasonably long vehicle driving range per electric charge.

2.Although some advanced batteries(i.e.,non-lead-acid)would be available by1998,high

production volumes of advanced batteries were not expected until2001.

3.The existing ZEV requirements should be altered to be more responsive to these issues.

In March1996,the CARB suspended the ZEV requirements for the model years between 1998through2002,replacing them with an agreement under which the automakers commit-ted to introduce electric vehicles as early as1996and to supply as many as3750EVs(~0.02%of all the cars sold in California in one year)between1998and2000.The CARB also worked out separate Memoranda of Agreement(MOAs)with each of the seven automakers subject to the ZEV requirement.According to the MOAs,automakers would manufacture cleaner light-duty vehicles nationwide by2001and would continue the R&D efforts aimed

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at introducing large volumes of EVs by200310.For its part,the CARB was obligated to work with the state and local authorities to ensure the development of ZEV infrastructure, remove barriers to the introduction of ZEVs and contribute to the implementation of incen-tive programs for ZEVs(CARB,1996a).If the automakers breached the MOAs by failing to ful?ll their obligations,the CARB had the authority to reinstate the provisions of the original ZEV mandate and to impose damage penalties of up to$100million for breach of contract.

In1995,the CARB staff had discussed possible amendments to the Low Emission Ve-hicle(LEV)regulation in order to provide greater?exibility to the auto industry to meet California’s emissions requirements.After having reviewed the existing information about the technology of hybrid electric vehicles(HEVs),CARB staff proposed that HEVs with an all-electric range of at least30miles could receive partial ZEV credits(CARB,1995)11but in June1996,CARB decided to drop the proposal of partial ZEV credits for HEVs(CARB, 1996b).Two years later,CARB changed its mind about hybrid technology:hybrid electric vehicles had become increasingly attractive to policymakers because they did not require exotic technology and provided already substantial bene?ts towards the goals of automobile emission reduction and fuel-ef?ciency improvements.12The HEV models offered on the US market after1999provided the same range drivers expected from Internal Combustion En-gine Vehicles(ICEVs),did not suffer from the recharging-time problems(whether perceived or real)of EVs and were signi?cantly more fuel ef?cient than most conventional gasoline cars.13At the end of1998,the CARB amended again the mandate introducing a new category of extremely clean cars:the super ultra low emission vehicle(SULEV)standard that stood to gain partial zero emission vehicle(PZEV)credit toward the10%requirement.14Under the1998amendments,4%of the cars offered for sale by the automakers had to be electric, while the remaining6%of the original10%ZEV requirement set for2003could be met with PZEVs(CARB,1999).

10Furthermore,the seven manufacturers were required to?le a report providing information regarding the number and type of ZEV placed in California and in the United States and data about the purchase of advanced battery technology within ninety days following the close of each year.

11Hybrid electric vehicles are equipped with two power sources:an internal combustion engine coupled to an electric motor.For a review of HEV technology see Wouk,1995.

12Models currently available on the markets are not designed to operate exclusively with the electric motor. Such capability,however,could produce further bene?ts by controlling when and where emissions occur.With appropriate batteries(NIMH for example)that allow for a signi?cant all-electric range,HEVs can be driven as ZEVs and can thus further contribute to the original CARB emission-reduction goal.The idea that HEVs could signi?cantly reduce exhaust pollution and fuel consumption in targeted areas at particular times was advanced already in the1960s(Hoffman,1967;Wouk,1976).

13In2003,the EPA rated the fuel economy of a Honda Civic hybrid to be48mpg(combined city/highway cycle)whereas a conventional Honda Civic was estimated to achieve only37mpg(EPA,2003a).According to EPA tests,the2004Toyota Prius gets60mpg in the city and51mpg on the highway(EPA,2005b).In2005 the product-rating organization Consumer Reports found that the EPA overstates hybrid vehicles mileage by failing to re?ect actual on-the-road driving conditions(Consumer Reports,2005).Consumer Reports’analysis shows that although discrepancies between the EPA fuel ef?ciency ratings and“real world”fuel economy exist for all types of vehicles,the biggest differences are for hybrids.Nonetheless,hybrids remain among the most fuel ef?cient vehicles available on the market(Murphy,2005).On the fuel economy of hybrids see also Duoba,Lohse-Busch,and Bohn,2005.

14The creation of the new SULEV standard re?ected the advancements of technology for gasoline,hybrid and alternative fuel vehicles.In the spring of1998,Honda had already offered for sale in California a compressed natural gas vehicle with emission levels at one tenth of ULEV and Toyota had begun selling the Prius,its?rst hybrid electric vehicle(CARB,1998a).SULEVs emitted0.010(g/mi)of NMOG,1.0(g/mi)of CO and0.02 (g/mi)of NO x(CARB,1998b).

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Ten years after the ZEV mandate was?rst proposed,the most crucial uncertainty about the feasibility of large volume sales of EVs concerned the cost and the performance of rechargeable batteries.In order to answer lingering questions about recent progress made by battery manufacturers,the CARB contracted a second battery-technology assessment in June 2000,which produced a second report about batteries.The panel concentrated its investigation on advanced batteries having estimated that lead-acid and nickel-cadmium batteries would not provide the performance expected by large numbers of customers.According to the panel’s?ndings the best candidate EV-battery was NiMH(Nickel-Metal Hydride).On the basis of the battery panel assessment,the CARB biennial review held in September2000 con?rmed the requirement for4%pure ZEVs by2003.

In January2001,the CARB approved new amendments requiring that,by2003,only 2%of the cars(roughly equivalent to4650EVs)were to be pure ZEVs,another6%to be PZEVs and the remaining2%as advanced technology partial zero emission vehicles(AT-PZEVs)(natural gas,hybrid electric),capable to satisfy the SULEV standards and having near-zero evaporative emissions with an15-year/150000mile warranty for the emission control equipment(CARB,2001).From the early1990s until2002,at any given time,there were never more than3900EVs in California,half of which were owned by government and utility?eets(Cackette,2003)

Technology-forcing and the biennial review mechanism

The CARB staff recognized that one of the most delicate issues of the LEV regulations was the technological feasibility of the proposed standards.Indeed the?rst CARB proposal for the LEV regulation admitted that:

The requirement for ZEVs is based on the projected viability of electric vehicles after receiving input from vehicle manufacturers and electric vehicles design engineers.It is widely acknowledged that further research and development will be needed before vehicles capable of meeting the emission standards in use are ready for commercial production(CARB,1990).

In order to monitor the progress made by automobile manufacturers,the technical team of CARB claimed that“it would continue to work closely with the vehicle and fuel industries in implementing the regulations and identifying any appropriate changes to the regulations that may be needed in the future.”The staff recommended that it would report back to the Board every two years on the implementation of the ZEV program.

Although in1990,battery technology was still costly and no breakthroughs had occurred for many years,the CARB’s selection of electric vehicles as an appropriate technology to reduce the problem of urban air quality was not haphazard.As was true of other past technology-forcing regulations,the ZEV mandate expected that the industry was relatively close to developing a viable technology(La Pierre,1977;Ashford et al.,1985).Indeed,after a prototype program was launched by GM in the late1980s,the CARB staff thought that the EV technology option was realistic.15

15In the late1980s,GM invested considerable?nancial and human resources on a program to manufacture an electric car,the Impact,a prototype that became in1996,under the name EV1,the?rst EV offered for sale by a major American automaker.GM took advantage of the massive conversion programs at the end of the Cold War that redirected the resources of large military industrial companies(such as Hughes and Rockwell,both GM subsidiaries)toward civil and commercial production(Shnayerson,1996;Scott,1995).

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The success of the ZEV program depended greatly on the CARB’s ability to design an appropriate regulatory strategy to facilitate the emergence of a cost-effective and reliable EV. In this respect CARB made several decisions that illustrate the agency’s effort to consider new technological developments and address industry’s concerns without weakening the technological momentum created by the mandate.Critically,CARB postponed the deadline for the?rst ZEV requirement from1998to2003and allowed automakers to gain ZEV credits by means of hybrid cars that had unexpectedly bene?ted from the advances in battery technology.16

Although formally the CARB allowed automakers their choice of technology to meet the ZEV requirements,EVs were the only feasible option when the mandate was conceived. Indeed the ZEV mandate sparked an international revival of EV technology that had been dormant for decades.American,French and Japanese automakers that had neglected research on EVs and advanced batteries throughout the1970s and the1980s resumed their interest in it mainly as a result of the ZEV mandate(Cornu,1998;Sato,2001).Created in1990as a public policy biased in favor of the development of battery-powered electric cars,the ZEV regulation ended up accelerating the development of other clean-vehicle technologies,such as fuel cells, which many consider a promising long-term clean propulsion technology for automobiles (Ogden,1999).17Discussing the development of fuel cells,Firoz Rasul,CEO of Ballard Power Systems,one of the leading?rms in fuel cell R&D,acknowledged that the mandate functioned as a catalyst for the development of the new technology.In2001,Rasul remarked: It’s not just going to happen by market forces...I can certainly tell that Ballard would not be here today,if it was not for the zero emission vehicle regulation set in1988. Without that requirement we could not have raised the money(Rasul,2001). Reactions to the ZEV mandate

Predictably,the strict standards imposed by the ZEV mandate caught the attention of many interest groups in California and in the rest of the country eliciting a vast array of reactions. Perceiving the appearance of EVs as a direct threat to their monopoly on fuels for automobiles, the oil companies were bluntly hostile to the ZEV mandate while the major automakers were at best reluctant to recon?gure their industry around electric motors powered by rechargeable batteries.18On the other hand,electric utilities saw the CARB’s regulations as an opportunity to expand their markets and optimize the existing electricity generating capacity.Indeed, a market for EVs would affect utility rates(Ford,1994)and would also create potential 16HEV technology was spurred on by the Partnership for a New Generation of Vehicles(PNGV),an R&D program developed jointly by several US government agencies and the three main American automobile companies in1993to produce a passenger car with a fuel economy of80mpg(National Research Council,1996; DOE,2002b).Over the years,various commentators have debated the real effectiveness of the PNGV program (which was terminated in2002to make way for the FreedomCar program)in advancing the development of HEVs(Sperling,2002;Malakoff,1999).

17In light of the potential of fuel cells to power zero emission vehicles and given the similarity of certain components that exist both in battery-and fuel cell-powered vehicles(the electric drivetrain for instance), the CARB mandate was instrumental in persuading venture capitalists to invest money in companies such as Ballard(Rasul,2001).

18Both the automobile manufacturers and the oil companies claimed that the electric vehicles available on the market had one crucial shortcoming(limited driving range)and were too costly to be marketable.See Rienzeman,1995and Henriksen et al.,1994for a review of the main features of rechargeable battery technology and battery-powered motor vehicles.

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new customers.Environmental groups and public health organizations welcomed the ZEV mandate,but were not as forceful in their support as the oil and the auto industries were in their opposition to it.Within a year of the mandate’s approval,both the oil and the auto industry engaged in a vigorous campaign to oppose the CARB regulation.The degree of hostility towards the mandate was different for the two industries since the stakes were different.Whereas automakers would continue to manufacture automobiles regardless of the regulations,in the long run oil companies risked the loss of signi?cant fraction of the market and perceived the emergence of electric vehicles as a long-term threat to their business.

The anti-EV camp employed many strategies to in?uence the outcome of the policy decision-making process including:19political contributions,advocacy advertising,funding of studies,traditional lobbying and astroturf lobbying,and challenges in the courts. Lobbying and public relations

With considerable?nancial resources and political clout at their disposal,the anti-EV camp made extensive efforts to in?uence the public debate about the mandate.The oil compa-nies indirectly in?uenced public policy formulation by contributing money to candidates for political of?ce.Atlantic Rich?eld Co.,BP America,Exxon,Mobil Oil Co.,Phillips Petroleum,Shell Oil Co.and Texaco donated a total of$1.1million to legislative candidates in1994and in the?rst six months of1995.During the same period,the auto industry do-nated$276000(Kasnitz and Mashke,1996).In particular,California’s governor Pete Wilson received$325000and$76000from oil and auto industry groups,respectively.

Mobil Oil Corporation attempted to secure the approval of the general public through advocacy advertising.The company regularly purchased advertising space in the New York Times,USA Today,the Wall Street Journal,the Washington Post and large-circulation news magazines such as Newsweek and Time,spending an estimated$3.5million(Kasnitz and Mashke,1996).Aimed at discrediting all potential alternative fuel vehicles,including electric cars,the Mobil campaign sought to accomplish three things:

1.Reassure customers that the world was not running out of oil.As part of the Clearing

the Air series,the Running out of oil?ad(Mobil,1995a)warned readers that a“sizeable number of regulators and politicians are pushing mandates and subsidies to drive the public to buy alternative fuel vehicles.”20

2.Illustrate the inadequacy of EV technology as a means of transportation for the average

American and discredit their environmental bene?ts.21An ad titled Who pays for plugging in?reassured the general public that:“We have no problem with electric cars competing in the marketplace.We do have a problem,though,with mandates,particularly mandates 19Note that the LEV program was subject to a biennial review designed to con?rm the requirements or alter those that were bound to face problems of technological feasibility.

20Curiously,the ad was intended to comfort readers with the assertion that”at current consumption rates there is enough oil to support our planet’s petroleum needs for about45years.”Indeed the estimates of world total oil proven reserves collected by the Oil&Gas Journal over the period1990–2000averaged at about 1000billion barrels.Assuming that demand does not increase,i.e.at current consumption levels(~75million barrel/day),the world would run out of relatively cheap oil in41years.According to Mobil’s own literature the world’s oil reserves will be severely depleted before2050.

21One ad(Mobil,1995b)reported the?ndings of a study carried out at Carnegie-Mellon University widely considered very partial against EVs.See Socolow and Thomas,1997for a critical review of the study and also the next section of this article.

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at this time that would lock in our current electric technology.That technology simply is not good enough.”

3.Foster the values of the free-market system,which Mobil saw as threatened by ever-

expanding government regulations.

4.Stir up economic apprehension by arguing that the mandate would cause tax increases. The oil industry did not limit itself to advocacy advertising.Concerned that the general pub-lic would be skeptical of positions taken by“big business,”oil companies also resorted to astroturf lobbying,a strategy whereby corporations conceal their involvement in lobbying initiatives behind the guise of grassroots movements.22Western States Petroleum Associa-tion(WSPA),a trade organization of the oil industry,mobilized two consumer groups that ordinarily lobby to keep utility bills low:Toward Utility Rate Normalization(TURN)and Utility Consumer’s Action Network.Over the course of the anti-ZEV campaign,a group called Californians Against Utility Company Abuse(CAUCA)was set up by oil compa-nies in order to promote senate bill SB1819and assembly bill AB3239which would have prevented the legislature from using utility revenues to develop an infrastructure for natural gas and electric vehicles.23To further its astroturf strategies,WSPA also created arti?cial grassroots movements such as Californians Against Hidden Taxes(CAHT)and the National Institute for Emergency Vehicle Safety.24

Ultimately the essence of the automakers’and oil companies’lobbying efforts could be found in a Request for Proposal issued in the spring of1995by the American Automobile Manufacturers Association(AAMA),an organization that includes Chrysler,Ford and Gen-eral Motors.While it acknowledged that“Recent surveys indicate a majority of Californians believe zero emission vehicles(ZEVs)are a‘workable and practical’means of reducing air pollution,”the Proposal’s objective read as follows:“The AAMA is conducting a search for a quali?ed contractor to manage a statewide grassroots and educational campaign to create a climate in which the state’s mandate requiring automakers to produce a?xed percentage of electric vehicles beginning in1998can be repealed”(AAMA,1995).

Industry groups that favoured the ZEV mandate did not refrain from using astroturf tac-tics either,although they did so primarily in response to the oil industry efforts.Electric utilities hired a PR?rm,PS Enterprises,to organize the Santa Monica-based Californi-ans for Jobs and Clean Air(CJCA).The main objective of CJCA was to create press releases aimed at counteracting the oil industry’s bleak news about the effect of EVs on the California economy.25In typical astroturf style,the press releases did not disclose 22Astroturf refers to the synthetic grass product.

23CAUCA,managed by the public relations?rm Woodward&McDowell,sent a letter to200,000ratepayers urging them to protest against the proposed$600million utility investments in alternative support systems. The letter,signed by TURN executive director Audrie Krause and by Howard Owens,director of Congress of California Seniors,made no mention that it had been written by Woodward&McDowell or that the whole effort had been paid by the WSPA.CALPIRG estimated that WSPA gave$1million to Woodward&McDowell over a period of20months(Kasnitz and Maschke,1996).

24Campaign and Elections magazine described astroturf as“grassroots program that involves the instant manufacturing of public support for a point of view in which either uninformed activists are recruited or means of deception are used to recruit them”(Faucheux,1995).Astroturf coalitions are distinguished from genuine grassroots movements because they are created or co-opted by public relations?rms for their corporate clients.See Graebner,1995,Grefe and Linsky,1995and Beder,1997.

25Unlike automobile manufacturers and oil companies,California’s electric utilities were not hostile to the ZEV mandate.Utility companies assumed that most of EV charging would occur at night thus opening a new market exploiting idle off-peak generation capacity.As in many other states in the U.S.,California could bene?t from replacing ICEVs with EVs since state electricity is produced from relatively clean fuel sources.In

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the origin of the funding for CJCA which was a consortium of electric utilities(Parrish, 1994).

Studies about the ZEV mandate

The campaign run by interest groups to discredit or to support EVs and the ZEV mandate borrowed technical arguments from the debate that took place among scientists,engineers and policy analysts who assessed the new technology.Between1993and1996,researchers around the country analyzed the technical and the policy issues involved in the ZEV mandate. In several cases,the technical expertise offered during the crucial years of the mandate turned out to be almost as tendentious as the rhetoric that fueled the slogans of lobbyists and PR of?cials.Indeed,quite a few studies produced to discredit EVs made assumptions that either con?icted with undisputed data or,more subtly,emphasized the weaknesses of EVs,omitting their strengths.These studies happened to be the ones that attracted the most attention from the media.

The honor of opening the?rst round of salvos against the ZEV mandate went to Sierra Research(SR),a consulting?rm based in Sacramento,California,which published?ve re-ports on the emission bene?ts and the cost-effectiveness of California’s low-emission vehicle regulation.Funded by the AAMA,the report“The Cost-Effectiveness of Further Regulating Mobile Source Emissions”concluded that:“The ZEV mandate does not appear to be a cost-effective control strategy even assuming that new car sales volumes are unaffected and power-plant emissions are zero”(Sierra Research,1994).26To reach these conclusions SR had to discount emission reductions achieved by EVs in attainment areas or during seasons with no air quality standards violations,effectively treating those reductions as without value. Furthermore,in comparing EVs and ICEVs,SR analysis ignored the vehicles’operating costs and considered only initial vehicle costs,thus giving an unfair advantage to ICEVs,whose operating costs are higher than those of EVs.

The Sierra Research reports were greeted warmly among groups hostile to the ZEV mandate.Shortly thereafter,another study brought the controversy to the national stage.In May1995,Science published the results of the study“Environmental Implications of Electric Cars,”27conducted at Carnegie-Mellon University by https://www.wendangku.net/doc/bd794212.html,ve,C.T.Hendrikson and F.C. McMichael.28The thrust of the report was that,since the mandate would require the use of many electric vehicles powered by lead-acid batteries,lead emissions would increase and pose a threat to American citizens.The authors concluded that“electric cars do not deliver the promised environmental bene?ts”and that“a1998model electric car is estimated to release 60times more lead per kilometre of use relative to a comparable car burning leaded gasoline”(Lave,Hendrikson and McMichael,1995).Lamentably,the article contained several errors the mid1990s,more than32%of the electricity consumed in the state was produced by renewable resources, almost15%came from nuclear energy,and about15%from natural gas(California Energy Commission, 2002).

26During the public workshops sponsored by CARB in1995several organizations hostile to the mandate, including some astroturf groups,cited the SR’s bleak conclusions about the ZEV regulations’effectiveness (Mangels,1995;Dale,1995).

27The title of the article implied that all EVs use lead-acid batteries,whereas it is generally known that lead-acid batteries are only one type of the batteries that power EVs.

28The technological assessment carried out at Carnegie-Mellon was partly funded by Green Design Con-sortium,a coalition of industrial groups that included Exxon Research and Engineering,GM-Delco Chassis, GM-Packard Electric,Mobil R&D,and Shell Development(Kasnitz and Maschke,1996).

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that undermined the dramatic conclusions reached by the https://www.wendangku.net/doc/bd794212.html,ve and coauthors used obsolete data indicating,for instance,that the energy density of the lead-acid battery used in the General Motors Impact29was18Watthour per kilogram(Wh/kg)while the?gure given by GM was40Wh/kg(GM,1996).Although this error was corrected in the accompanying text,it appeared that all the calculations were based on the incorrect?gure.The battery mass for the Impact was listed as1378kg(but it was522kg according to GM)which was greater than the entire mass of the car(1350kg).According to Lave et al.,the Impact’s range was 50miles when GM estimated it to be at least70miles.

In order to estimate the amount of lead emissions in the environment Lave and co-authors assumed that the lead used in the batteries was virgin-mined lead,when in fact about97% of lead batteries is recycled and only a fraction is produced from virgin lead.Furthermore, the article did not differentiate between the air-borne emissions of lead and lead solid waste which is relatively easier to monitor.30In1996further skepticism about the environmental bene?ts of EVs emerged in a study carried out at the Massachusetts Institute of Technology (MIT)(de Neufville et al.,1996),but the study had faults comparable to Lave et al.:thus the setbacks encountered by sodium-sulphur batteries were mentioned but the achievements of NiMH were not.The MIT researchers claimed that the average life span of several advanced batteries did not reach the1.5–2years range when in fact it does(Karlhammer et al.,1995). Furthermore,their assertion that supplying additional electric loads to power EVs would inevitably require using dirty and inef?cient power plants is refutable since electric utilities’emissions vary greatly depending upon the energy mix and,in many cases,EVs have been shown to provide net environmental bene?ts(U.S.GAO,1994;MacKenzie,1994).

The ZEV mandate and the courts

It is not surprising that,in a country where the law has traditionally played a central role in the solution of public policy issues,the controversy about the ZEV mandate became the subject of judicial review.31Indeed,as various versions of the ZEV mandate were adopted,practically all the parties affected engaged in recurring actions to challenge them in courts around the country.In May1992,Massachusetts and New York adopted the California LEV plan, including the ZEV mandate.Less than two months later,the Motor Vehicle Manufacturers Association of the United States(MVMA)and the Association of International Automobile Manufacturers(AIAM)?led a suit against the New York Department of Environmental Conservation(Motor Vehicle Manufacturers Association of the U.S.,Inc.v.New York State Department of Environmental Conservation,810F.Suppl.1331,1993,hereafter MVMA, 1993).The automobile manufacturers complained that the LEV rules adopted by the state of 29The Impact and the EV1are the same car.Believing that the?rst name lacked consumer appeal,GM renamed the car.

30Lave,Hendrikson and McMichael carried their analysis further in Environmental Science and Technology (Lave et al.,1996)where they claimed that the health hazards derived from EVs powered by PbA batteries compared unfavorably with those associated with the use of vehicles powered by leaded gasoline.The EST article became the subject of a thorough assessment carried out at the Center for Energy and Environmental Studies at Princeton University.The authors of the assessment challenged Lave et al.by stating that the hazards of lead-acid batteries and those of lead additives in gasoline were not comparable(Socolow and Thomas,1997). 31The US is known for its inclination to resolve public policy issues by means of formal,adversarial processes. Policy disputes in the US often involve legal rules,punitive sanctions and calls for judicial intervention.In contrast,in most other industrialized nations,advocacy and interest groups prefer informal methods to settle policy disputes,and judicial intervention is an exception rather than the rule.For a comprehensive critical analysis of American“adversarial legalism,”see Kagan,2001.

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New York violated the“third vehicle”32provision of Clean Air Act Section177since New York had not adopted the clean fuels portion of the California’s LEV program.

The American Auto Manufacturers Association also sought to enjoin implementation of tailpipe emissions regulations adopted by the Massachusetts Department of Environmental Protection(DEP)(American Auto Manufacturers Association v.Massachusetts D.E.P.,31 F.3d,18First Circuit,1994,hereinafter AAMA,1994).The action suits?led against the two Northeast states were similar:the automobile manufacturers claimed that the rules adopted by Massachusetts and New York were pre-empted by the Clean Air Act(CAA).In1994, the court of appeals upheld the adoption of LEV regulation,but in1997the court ruled that Massachusetts DEP ZEV regulations were not identical to California standards as required by CAA Section177and thus,were pre-empted by CAA Section209(a)(AAMA,1998).In the following years,automakers and car dealers,in Massachusetts and in New York,repeatedly took action against the two states’environmental departments,usually following the ZEV mandate revision cycles(Association of International Automobile Manufacturers(AIAM, 2000;Daimler Chrysler et al.,2002).

In2001,General Motors?led a suit in California to overturn the mandate,alleging, among other things,that the CARB ignored the?nancial impact of the mandate on automak-ers(O’Dell,2002).The next year,General Motors,DaimlerChrysler and several car dealers ?led a second suit in California challenging the ZEV regulations on the grounds that the provisions pertaining to gasoline-electric hybrid vehicles were related to fuel economy stan-dards and,as such,were preempted by the Energy Policy and Conservation Act,the federal law that established the CAFE standards in1975(US Court of Appeals,2002.)Subsequently several environmental and public interest groups?led a amicus briefs on behalf of the state of California(Hwang,2002),whereas private individuals,car dealers and the federal gov-ernment?led such briefs on behalf of the plaintiffs(Central Valley Chrysler-Plymouth,INC. et al.v.Michael Kenny,2002).

Environmental groups outside California also used the legal system to pursue policy goals in the courts.In January1996,shortly before the MOA were signed by the automakers and the CARB,the Sierra Club Legal Defense Fund(now the Earth Justice Legal Defense Club)?led an antitrust complaint against the automakers and the oil industry.According to the Fund’s allegations,federal and state anti-trust laws had been violated by the industry in an effort to derail California’s LEV program.The Department of Justice investigated the charges (Electric Utility Week,1996)but eventually rejected the case(Becker,1998).

The French model of EV development

There are two good reasons to contrast the EV policies pursued by the CARB with France’s. First,roughly at the same time the ZEV mandate was developed,French regulators also developed a strategy that aimed at promoting EVs.Secondly,France was home to two prominent car companies,Peugeot and Renault,two major battery manufacturers,Saft and CEAC and Electricit′e de France(EDF),a large,resourceful national electric utility.

32For the purposes of the Clean Air Act(CAA),California is treated differently than the other forty-nine states on account of its particularly severe air pollution problems and for having led the nation in the?ght against air pollution since the late1950s.The CAA(title42,United States Code section7507)allows California to enact its own standards for motor vehicle emissions.Other states can adopt California’s standards instead of federal standards,but these must be identical to California’s standards,so as to not create a third set of standards, forcing automakers to produce a“third vehicle.”

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In the early1990s,the worsening of air quality in French urban centers led to substan-tial activity in the policy and legislative arena.In1994the results of the project ERPURS (Evaluation des Risques de la Pollution Urbaine pour la Sant′e)Impact de la Pollution At-mospherique sur la Sante en Ile-de France:1987–1990,an epidemiological study on the effects of atmospheric pollution on human health in the Ile-de-France were published.The study established a quantitative linkage between the levels of NO x,SO2,O3and the num-ber of deaths and hospitalizations in the region around Paris(Medina et al.,1994).The results of the study were reported several times in the daily press and left little doubt about the seriousness of the air pollution problem in the Ile-de-France(Kremer,1995;Normand, 1995).

Providentially for the politicians who were under pressure to address the problem of air pollution,France was in a favorable situation for the development of electric vehicles for the following reasons:

1.The dense layout of French urban centers makes the use of EVs less problematic than it

is in the US.Recent surveys indicate that local(within80km)travel by car accounts for 95%of total car travel.It was estimated that the average distance covered in each car trip in1994was10km(Union Routi`e re de France(URF),1998).

2.EDF,which is administered under state supervision,33relies on the world’s most advanced

use of nuclear power.Nuclear power plants supplying roughly75%of the country’s electricity emit the least amount of pollutants compared with other energy resources.This means that France stands to bene?t the most from replacing ICEVs with EVs in terms of air quality34(U.S.GAO,1994).

3.The French government,like most governments in Europe,imposes heavy taxes on gaso-

line,making alternative fuels such as electricity more attractive to car buyers.

Of these favorable factors,France’s utilization of nuclear energy played the most pivotal role in the development of EVs.Although the production of nuclear energy attracts opposition or at least skepticism in most industrialized nations,it still enjoys strong support in France on account of the independence from foreign energy resources it affords.

Although its impact has so far been marginal,the French anti-nuclear movement has remained vehement in its opposition to the government nuclear program.35Therefore, despite the potential environmental bene?ts of a French EV program,36the majority of environmental groups would support EVs only if the electricity used to power them was produced by non-nuclear power plants.(Parvilliers,1998;Stephane,2000;Godinot, 2001).37

33The involvement of the French government in the generation,distribution,and sale of electricity is unique in Western Europe.

34In1998,76.5%and12.2%of electricity were generated by nuclear and hydroelectric power respectively (IEA,2001a).

35Despite massive mobilizations,the French antinuclear movement is not organized in a national lobby as similar movements are in Germany or Sweden.The regulatory process provided virtually no opportunity for public participation and French law did not permit challenges to nuclear-power-site decisions in the courts (Touraine et al.,1980;Nelkin and Pollak,1981).

36Concerns for the unsolved problem of nuclear waste disposal notwithstanding.See Touraine et al.1980. 37Two small environmental groups which had no problem in endorsing nuclear energy sources for EVs: l’Association des′Ecologistes pour le Nucleaire close at the time to the right wing party Le Front National (Comby,2002)and Le Mouvement National Lutte pour Environnement af?liated with the Parti Communiste Fran?c aise(Prince,2003).

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Why France might have not been so serious about EVs

Along with the positive factors encouraging the development of EVs in France,a few factors have hampered it:

1.Car ownership is less diffuse in France than it is in United States and in California.

Whereas,in the early1990s,there were1.3people per vehicle in the United States, there were roughly2.1people per passenger car in France(CCFA,2003).Given the shortcomings of EVs(limited driving range,long refueling time and high price tag),it was unlikely that a household with only one car would have preferred an EV to a more reliable ICEV.

2.The majority of environmental groups gave at best half-hearted support to EVs since they

could not summon any enthusiasm for a technology that would reinforce the use of nuclear energy.38

3.A successful effort to electrify the?eet of passenger cars would entail substantial tax

revenues losses for the French government,as gasoline is taxed at about80%whereas electricity is taxed only at about20%(IEA,2001b).

EVs policies in France

The French government has been a key player in the development of EVs so far.The state-owned electric utility EDF,the auto industry(the three automakers Peugeot,Citro¨e n and Renault)as well as local administrative institutions have come together to contribute?-nancially to the development of the electric vehicle industry.An initial protocol,the1992 Accord-Cadre sur le Developpement du V′e hicule Electrique,coordinated by the Ministry of Industry,the Ministry of the Environment,EDF,PSA(a consortium formed by Peugeot and Citro¨e n),Renault and the government agency Groupe Interminist′e riel V′e hicules Electriques (GIVE,199239.)considered EVs a timely instrument to reduce pollution and noise in French cities as well as CO2emissions in French cities(GIVE,1992).The signatories pledged that within three years the automobile companies would manufacture thousands of EVs and EDF would build the appropriate charging infrastructure.Several government research agencies including ADEME,CNRS,and INRETS were called to participate in the EV program to bring about the protocol’s objectives.A more ambitious and formal agreement signed on April1995by the Minister of Industry,Renault,PSA,EDF and GIVE de?ned the modes of engagement of the various partners in the EV program.The1995Accord-Cadre aimed for the following by1999:

1.100,000EVs should be on France’s roads

2.Electric vehicles should constitute5%of the newly registered vehicles

3.10%of public sector vehicle?eets would be electric(GIVE,1995).

All the goals were voluntary and no penalties were established in the event the goals were not achieved.

To formalize cooperation between the government and the private sector and to provide tangible support for the development of a market for electric vehicles,a decree was signed 38The skepticism of the French environmental movement towards EV technology is summarized fairly well in an editorial by Les Amis de la Terre(Samuel,1995).

39An ad hoc consortium set up to foster the development of EVs

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in May1995allocating?nancial aid(5,000FF~$1,050)for private citizens who bought electric vehicles.The decree was followed by another protocol in March1996that provided more subsidies from EDF(10,000FF~$2,100).

At the end of1996,given the persistence of poor air quality throughout France,the French government passed the Loi sur l’Air et l’Utilisation Rationelle de l’Energie(Law on the Air and the Rational Use of Energy)so as to curb air pollution and foster the rational use of energy.The Loi sur l’Air contained one provision aimed at promoting the development of alternative fuels vehicles.Under title VII,article L.8-B read:

Within two years from the publication of Law96-1236of December301996,the State, the public,national corporations...when they manage a?eet of at least20vehicles must acquire or use,at least,20%vehicles powered by electricity,liquid petroleum gas and natural gas.This measure applies to all the automobiles...with the exception of those which weigh more than3.5tons(Journal Of?ciel de la Republique Franc?aise, 1997).

Although the Loi sur l’Air called for the acquisition of alternative fuels vehicles by govern-ment agencies,no penalties were imposed on the administrative bodies that failed to equip their?eets with clean vehicles.

In order to make the French public aware of the bene?ts of electric cars,French author-ities set up several EV rental programs to alter the way people use vehicles in urban areas and foster car-sharing where a?eet of vehicles is used by multiple customers.40Praxit`e le, the most ambitious of these programs,was started in1997in the town of Saint-Quentin en Yvelines on the periphery of https://www.wendangku.net/doc/bd794212.html,unched by a consortium of industrial groups(in-cluding Renault,EDF,and Dassault)and two research institutes(INRIA and INRETS), Praxit`e le aimed at providing French citizens with the mobility,comfort and independence of private car ownership as well as with the bene?ts of public transit.At Saint-Quentin en Yvelines?fty electric Renault Clios were available in strategic places(parking areas near train and bus stations)for multiple users on a“use it and leave it”principle.Cus-tomers had access to the Clios by means of a special magnetic card and paid for the vehicle only when they were using it and not when it was parked(Parent,1997).Praxit`e le closed its operations in June1999as it was not considered pro?table by the automakers(Parent, 2000).41

By the end of2002,more than7,500EVs were circulating in France,far less than100, 000goal set in the1995Accord-cadre,but still more than any other industrialized country.42 In contrast to California’s50%,in France more than90%of all the EVs were used in?eets of municipalities and utilities,bearing out the intention of the government to strengthen EV 40Procotip,a shared-use vehicle program,had already been tested in1971in Montpellier with modest results (Benezra,1995).

41After an experimental phase initiated in1993,the city of La Rochelle established in1999LISELEC, another EV car-sharing project that remains active(Benezra,1995;Hoogma and Simon,1998).A no-table impulse towards EV development in La Rochelle was the personal involvement of the late Michel Cr′e peau the city mayor and former Minister of the Environment(1981–1984).After PSA shut down a factory in the region in the early1980s,Cr′e peau strived to make La Rochelle an industrial center for EV tech-nology with the dual aims of cleaning the air and reducing unemployment(Pasquet,1996;Hoogma and Simon,1998).Similar car-sharing programs have been set up in several US cities(Shaheen and Meyn, 2002).

42At the end of2002there were about3,500EVs in the rest of Europe(GIVE,2003)

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policies by means of public procurement programs(Agence de l’Environnement et de la Ma??trise de l’Energie(ADEME),2001).

By1995,Renault presented the Next,a hybrid vehicle prototype43,and several French policy analysts have since suggested that HEVs could be a viable technological option to reduce air pollution(Larbaoui,1998,Badin et al,2000).However,French legislation and the buying public have barely acknowledged the existence of the new technology.In fact,to date,the only legislative act that has re?ected the progress of HEV technology came at the end of2000:a new provision in the tax code offering a tax rebate of1,525euro(~$1,600) to customers of HEVs.

Although,they do not deal with alternative fuel vehicles,two other titles of the Loi sur l’Air are germane to the cross-national comparison:title IV,Article12stated:“when the alert threshold is trespassed the prefecture takes measures aimed at limiting the intensity and the effects of the pollution on the population.The measures...entail a mechanism of restriction or suspension of the activities concurring to the pollution,including the circulation of vehicles...”

And title V,Article28-1,by imposing the adoption of plans de deplacements urban(PDU) (to urban centers with more than100,000inhabitants),encouraged a shift to travel demand to more ef?cient modes:from single occupant vehicle to higher occupancy modes(carpooling and public transit)or to non-motorized modes(pedestrian and bicycle).A revealing expres-sion of the intent to achieve the desired air quality goals by reducing the circulation of private vehicles was exhibited every time the government decreed a special arr?e t′e(ordinance)of cir-culation altern′e e(alternate circulation)in Ile-de-France in days when air pollution reached unhealthy levels.Under the circulation altern′e e policy,cars with odd-numbered license plates were banned from driving on odd days and cars with even-numbered license plates were banned on even days.

A view shared by many in the policy community is illustrated by a case presented at the workshop“Pollutions Atmosph′e riques:Transports and Sant′e,”organized by the Institut pour un Nouvel Environnement in2002.Philippe Lameloise,head of Airparif,the agency charged with monitoring air quality in the Paris area,spoke of the recent evolution of CO pollution in two locations in Paris.Over a period of ten years,the levels of CO in Place Victor-Basch have declined dramatically,while on the Champs-Elys′e es,only a few hundred meters away from Place Victor-Basch,the decline has been notably modest.The speaker noted that Place Victor-Basch has always been in a state of permanent congestion,so that traf?c volume can-not increase any further and the emission reductions re?ect the technological improvements in automobiles.However,on the Champs Elys′e es,traf?c growth continues offsetting the improvements of the new https://www.wendangku.net/doc/bd794212.html,meloise concluded that technological advancements alone would not attain satisfactory reductions of air pollution(Hopquin,2002).44Unfortu-nately,the actual effectiveness of the PDUs to date,has been disappointing.For instance, the regional plan approved in2000for the Ile-de-France called for a6%reduction of au-tomobile traf?c by2006,but by the end of2001,traf?c had increased by2%(Hopquin, 2002).

43In1996,R&D,Renault’s magazine,described the progress on its hybrid prototype in the following terms:“Renault has invented a revolutionary new concept car that was unveiled in1995,the Next...The Next has been specially designed with the aim of breaking all fuel economy records.It burns3.4L/100km of petrol. However attractive such a solution,though,it remains a futuristic dream”(R&D,1996).

44Note that the president of the F′e d′e ration fran?c aise des automobiles-clubs(which adopted the slogan“Non au PDU,oui`a la voiture”)has argued that“Pollution will be curbed by means of technological development and not through traf?c-volume reductions”(Hopquin,2002).

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Matters of style:Liberalism vs.Dirigisme

In Section2we recalled that two notable components of policy style are(1)a government’s approach to problem solving and(2)its relationship with other policy actors.We now discuss how these components differed in France and in California.

California’s“round table”

There are two elements of the American cultural landscape that are relevant to this discussion of EV policies and that set the United States apart from France.To a large extent the industry reaction against the ZEV mandate can be explained in terms of the anti-government senti-ment that is prevalent among large segments of American society.Between1994and1996, while the oil and auto industries led their strongest efforts to derail the mandate,Republican members of the newly-elected104th Congress launched an unprecedented campaign against environmental regulation that was part of a broader crusade against the powers of central government.In those years the belief that the ZEV mandate was a typical example of suspect government interference in the workings of the market was rarely expressed more clearly than at a CARB workshop in December1995.Sacramento assemblyman Bernie Richter,declared:“...and the other decision that is similar to this(mandate)was made in1917,at the culmina-tion of the Russian revolution creating the Soviet State,and communizing,and socializing the Russian economy”(Richter,1995).Richter’s over-the-top historical analogy underscores that opposition to the ZEV mandate did not always arise from well-founded skepticism about purported advantages of electric vehicles but rather originated from traditional mistrust of governmental action.

For most of the1990s,there was intensive national media coverage of the ZEV mandate. Frequently,dailies ran front-page columns and large circulation weeklies published cover stories about electric cars or about the ZEV mandate itself.Mainstream publications covered the subject of EVs in neutral or even sympathetic terms(Woodruff,1994;Cook,1996)while conservative publications couched their hostility to the California legislation in explicit anti-government rhetoric(Taylor III,1993;McKenna,1995).

Several environmental groups challenged the CARB’s policies whenever they believed that the state agency was caving in to the pressures of the automakers and oil indus-try(Kasnitz and Maschke,1996;Heavner,2000).Throughout the1990s,many of these groups suspected that the state agency had been“captured”by the oil and automo-bile interests while the latter claimed that,on the contrary,the CARB had been un-duly in?uenced by the environmental lobby.Thus,the CARB,the industry and envi-ronmental groups remained locked in a confrontational relationship fueled by mutual mistrust.

Substantial public participation in the workshops organized by the CARB attests to the pluralistic nature of the American decision-making process.Under the pluralist model,the policy agenda was accessible to all organized interests.Ideally,a just public interest equi-librium should have emerged out of the competition of various policy claims.However, the process was characterized by untrammeled competition between interest groups deeply suspicious of each other,by recourse to the courts and intensive use of lobbying strategies, and by mistrust and open con?ict.The continued revisions of the mandate not only re?ect the dif?culty of developing a new pollution-control technology,but also suggest the perils encountered in a policy arena where the CARB was forced into endless brokering among various interest groups.

Springer

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