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英语语言学笔记3

英语语言学笔记3
英语语言学笔记3

Chapter ⅤSemantics

5.1 What is semantics?

The subject concerning the study of meaning is called semantics. More specifically, semantics is the study of meaning of linguistic units, words and sentences in particular.

5.2 What is meaning?

Theory View Rep Remarks

Nominalism Words are just names or labels for

things.

Plato

Obvious

limitations

Conceptualism Language and the real world are

linked through the mediation of

concepts (semantic triangle).

Ogden and

Richards

The link

between L

and concept

Contextualism Meaning can be derived from

observable contexts (situational and

linguistic).

Firth

Reference

other than

sense

Behaviorism Meaning consists in the relation

between speech and physical entities

and events (S-r-s-R diagram)

Bloomfield

Behavioral

psychologist

5.3 Types of meaning

5.3.1 The traditional approach (Fries 1952)

Lexical: “meaningful” parts of speech (n. v. a. adv.)

Structural: other parts of speech, grammatical functions (SVOC),

Grammatical categories (tense, mood, etc)

5.3.2 The functional approach (Leech 1981)

Conceptual: logical, cognitive, or denotative content / basic, criterial (The word woman has three criterial semantic features: +human, +adult, -male.) Connotative: by virtue of what language refers to / referent (additional and non-criterial properties of WOMEN: skirt wearing, sensitive, emotional, etc) Social: of the social contexts of language use / stylistic (father, dad, daddy) Affective: of the feelings and attitudes of the speaker/writer / emotive, evaluative (statesman and politician, collaborator and accomplice) Reflected: through association with another sense of the same expression / associative (cock-male sex organ, intercourse-sexual intercourse, 小姐、同志) Collocative: through association with co-occurrent words / collocational (rotten tomatoes, addled eggs, rancid butter and sour milk)

Thematic: through the message organization in terms of order and emphasis / organizational (This book I have not read. I and you, you and I)

5.3.3 The pragmatic approach (Palmer 1976 and Lyons 1977)

Sentence meaning: the conventional content or literal meaning of a sentence Utterance meaning: the realization of the sentence meaning in a context

5.4 Word meaning

5.4.1 Sense and reference (initiated by Gottlob Frege 1892)

Sense: the inherent, abstract and decontextualized meaning of words, including all their features. For example, a dog is a domesticated canine mammal, occurring in many breeds that show a great variety in size and form.

Reference: what a linguistic form refers to in the real physical world. The word dog in “The dog is barking” refers to a dog known to both the speaker and the listener.

Relations between the two

·Sense means the abstract properties of an entity; Reference means the concrete entities with such properties

·Every word has a sense, but not every word has a reference.

·Linguistic forms having the same sense may have different references in different situations.

·Linguistic forms with the same reference may differ in sense. (Morning star and evening star, 总书记、国家主席和军委主席)

NOTE: Denotation is the literal meaning of a word or phrase, whereas connotation is the suggestive meaning of a word or phrase. A denotative meaning is the primary meaning, whereas the connotative meaning is the secondary meaning of a word or phrase.

5.4.2 Sense relations

Synonymy: sameness or close similarity of meaning

·dialectal synonyms: Autumn/fall, lift/elevator, lorry/truck

·stylistic synonyms: Daddy/father, start/commence, die/pass away

·emotive/evaluative synonyms: Collaborator/accomplice, statesman/politician ·collocational synonyms: Rotten tomatoes, addled eggs and rancid butter

·semantic synonyms: Amaze/astound/surprise

Antonymy: contrast or oppositeness of meaning

·gradable/comparative antonyms: Old/young, hot/cold

·complementary/absolute antonyms: Alive/dead, male/female

·relational/converse antonyms: Husband/wife, teacher/student, buy/sell

Hyponymy: meaning inclusion

Hyponymy is a matter of class membership. The upper term, i.e. the class name, is called superordinate, and the lower terms, the members,

hyponym s. The members of the same class are co-hyponym s. Both a

superordinate and hyponyms may be missing, e.g. beard, moustache and

whiskers lack a superordinate, and uncles (伯伯、叔叔、舅舅、姑父、姨父) and

rice(稻、谷、米、饭).

Polysemy: the same one word with more than one meaning

The English language has an interesting history. (Kind)

BASIC is the language most programmers learn first. (Variety)

A dictionary is an invaluable aid in learning a new language. (System)

Homonymy: different words identical in sound or meaning, or in both ·homophones: night/knight, rain/reign, piece/peace, leak/leek

·homographs: bow (v. /n.), tear (v. /n.), lead (v. /n.)

·complete homonyms: fast快速的/禁食, scale鳞/刻度

Questions for discussion:

When two forms are identical both in sound and spelling, how can we tell whether they are two meanings of the same polysemic word, or two complete homonyms?

What we can depend on is the etymology of the words in question. A polysemic word is the result of evolution the primary meaning of the word. Complete homonyms are often brought into being by coincidence, e.g. the form ball has the meanings of 球and舞会.

5.4.3 Componential analysis

Definition: the description of the meaning of words through structured sets of semantic features or semantic components, which are given as “present”, “absent” or “indifferent” with reference to feature.For example, the word “man”is analyzed as comprising the features of +HUMAN, +ADULT +ANIMATE, +MALE.

Words involving a relation between two entities may be shown as follows: Father = PARENT (x, y) & MALE (x)

Daughter = CHILD (x, y) & -MALE (x)

V erbs can also be analysed in this way, for example,

Take = CAUSE (x, (HAVE (x, y)))

Murder = INTEND (x, (CAUSE x, (BECOME (y, (-ALIVE (y)))))) Advantage: better account for sense relations, for example, “man”and “woman”share the features of +HUMAN, +ADULT, +ANIMATE, but differ in the feature of MALE.

Difficulties: i. many words are polysemous; ii. Binary taxonomy is sometimes rather vague, like girl and woman; iii. There are words whose semantic components are difficult to ascertain, then there is the question of whether they are really universal.

Questions for discussion:

Multiple taxonomy: *METAL =gold #METAL=silver @METAL=copper etc.

Polarity: ^SIZE = large, vSIZE = small

5.5 Sentence meaning

The meaning of a sentence is not the sum total of the meanings of all its components.

5.5.1 Grammaticality and meaningfulness

Grammaticality: grammatical/structural meaning, governed by G rules

Meaningfulness: semantic meaning, governed by selectional restrictions

5.5.1 Principle of compositionality

Meanings of sentence components

Structural meaning (word order, hierarchical structure)

Thematic meaning

NOTE: there may be two other aspects: thematic meaning and social meaning

5.5.2 Sense relations (between sentences/sentence constituents)

X is synonymous with Y.

X: He was a bachelor all his life. .Y: He never married all his life.

X is inconsistent with Y.

X: John is married Y: John is a bachelor.

X entails Y. (Y is an entailment of X)

X: He has been to France. Y: He has been to Europe.

X presupposes Y. (Y is a prerequisite of X)

X: John?s bike needs repairing. Y: John has a bike.

X is a contradiction. .X: My unmarried sister is married.

X is semantically anomalous. X: The table has bad intentions.

X is a tautology. .X: The orphan has no father.

5.5.3 Predication analysis

Definition: the kind of analysis which involves breaking down predications into their constituents – arguments and predicates.

Predication: the basic unit of PA, the abstraction of sentence meaning.

Argument: the logical participant in a predication, usu, nominal elements.

Predicate: what is said about an argument or what states the logical relatio ns linking the arguments in a sentence.

For example: “Tom smokes”is said to consist of the argument “TOM”and the predicate “SMOKE”, and the predication can be written as TOM (SMOKE). So are “Tom has been smoking” and “Does Tom smoke”.

Two-place predication: KID, APPLE (LIKE)

One-place predication (containing one argument): TOM (SMOKE)

No-place predication: (BE HOT) (It is hot.)

(The end of ChapterⅤ)

Chapter Ⅵ Pragmatics

6.1 Basic Notions

6.1.1 What is pragmatics?

Definition: The study of how speakers of a language use sentences to effect successful communication, or simply the study of language in use.

Related topics: deixis, speech acts, indirect language, conversation, politeness, cross-cultural communication, and presupposition

Questions for discussion:

Q: How is this branch of linguistics related to semantics?

A: What essentially distinguish semantics and pragmatics is whether in the study of meaning the context of use is considered. Pragmatics differs from traditional semantic in that it studies meaning not in isolation but in context. 6.1.2 Context (environment of communication)

Definition: the relevant constraints of the communicative situation that influence language use. It is generally considered as constituted by the knowledge shared by the speaker and the hearer.

Components of shared knowledge: language knowledge, co-text knowledge, situational knowledge and world knowledge.

6.1.3 Sentence meaning vs. utterance meaning

Sentence meaning: abstract, intrinsic, de-contextualized, conventional

Utterance meaning: concrete, variable, context-dependent, contextual

E.g. The sentence My bag is heavy can be a straight forward statement, an

indirect, polite request for help, or declining someone?s request for help.

6.2 Speech Act Theory

6.2.1 Perfomatives and constatives (Austin, 1962)

Performatives are unverifiable statements that are uttered to perform acts.

Constatives are verifiable statements that either state or describe.

6.2.2 Three kinds of speech act (Austin, 1962)

Locutionary act: of conveying literal meaning (What is done?)

Illocutionary act: of expressing the speaker?s intention (What is meant?)

Perlocutionary act: the effect of the utterance (What is effected?)

6.2.3 Classification of illocutionary acts (Searle, 1976)

Representatives: state, believe, swear, hypothesize, assert, claim, deny, etc.

Directives: request, ask, invite, suggest, advise, warn, order, tell, etc.

Commissives: promise, vow, undertake, pledge, refuse, guarantee, etc.

Expressives: apologize, boast, thank, congratulate, greet, etc.

Declarations: declare, appoint, fire, nominate, bless, christen, etc.

6.3 Conversational Principle and Implicature

6.3.1 The Cooperative Principle (CP)

“Make your contribution such as is required, at the stage at which it occurs, by the accepted pur pose of the talk exchange in which you are engaged.” (Grice 1975:47) The maxim of quantity:

·Make your contribution as informative as required;

·Do not make your contribution more informative than required.

The maxim of quality:

·Do not say what you believe to be false;

·Do not say that for which you lack adequate evidence.

The maxim of relation: Make your contribution relevant.

The maxim of manner: Be perspicuous, and specifically:

·avoid obscurity ·avoid ambiguity ·be brief ·be orderly.

We will try to say things which are true, relevant, as well as informative enough, in a clear manner. Hearers will also try to interpret what is said to them in this way. 6.3.2 Violation of the Maxims and resultant implicatures

Conversational implicature is a non-co nventional implicature based on an addressee?s assumption that the speaker is following the cooperative principle.

Violation of the maxim of quantity

Boys are boys. CI: Boys are naughty and mischievous by nature.

Violation of the maxim of quality

He had a lioness at home. CI: His wife is dominant at home.

Violation of the maxim of relation

—What do you intend to do today? —I have a terrible headache.

CI: I don?t intend to do anything.

Violation of the maxim of manner

—Shall we get something for the kids? —Y es. But I veto I-C-E-C-R-E-A-M.

CI: I don?t want the kids to know we are talking about getting them ice-cream.

Questions for discussion:

How to distinguish conversational implicatures from lies, two forms of violation of the CP?

Both conversational implicature and logical implication are something left unsaid. How are they different?

6.3.3 Characteristics of implicature

Calculability: CI can be inferred on the basis of some previous information.

Cancellability (defeasibility): CI changes as context changes.

a. John has three cows. CI: John has only three cows.

b. John has three cows, if not more. CI: John has at least three cows.

Non-detachability: CI is attached to the semantic content of the utterance.

John’s a genius / a big brain said ironically will implicate John’s an idiot.

Non-conventionality: different from the conventional meaning of words John has three cows necessarily entails John has three animals and may implicates John can get 100 RMB.

We may summarize CI as a type of implied meaning, which is deduced on the basis of the conventional meaning of words together with the context, under the guidance of the CP and its maxims.

6.3.4 The Politeness Principle

Leech (1983) proposed the Politeness Principle which is formulated in a general way from 2 aspects:

1) to minimize the expression of impolite beliefs

2) to maximize the expression of polite beliefs

To be specific, there are six maxims:

Tact maxim: minimise cost to other; maximise benefit to other

Generosity maxim: minimise benefit to self; maximise cost to self

Approbation maxim: minimise dispraise of other; maximise praise of other Modesty maxim: minimise praise of self; maximise dispraise of self

Agreement maxim: minimise disagreement between self and other; maximise agreement between self and other

Sympathy maxim: minimise antipathy between self and other; maximise sympathy between self and other

Questions for discussion:

Q: What is politeness?

A: Politeness is the major social constraints on human interaction regulating participants? commu nicative behavior by constantly reminding them to

take into consideration the feelings of the others. (He Zi?ran 2003) 6.4 Relevance Theory (Sperber and Wilson, 1986)

6.4.1 Relevance (of an input, in a context)

The greater the cognitive effects, the greater the relevance

Cognitive effects:

a. Strengthening existing assumptions;

b. Contradicting and eliminating existing assumptions;

c. Combining with existing assumptions to yield contextual implications.

The smaller the processing effort, the greater the relevance.

Processing effort: The effort of perception, memory and inference needed to represent the input, access a context and derive the cognitive effects (of that

input, in that context).

6.4.2 Outline of Relevance T heory’s Approach to Pragmatics:

Utterances automatically create expectations of relevance.

Different interpretations of an utterance are relevant in different ways.

A rational hearer would choose the interpretation that best satisfies his

expectations of relevance.

6.4.3 Cognitive Principle of Relevance

Human cognitive processes are aimed at processing the most relevant

information available in the most relevant way. Human cognition tends to be geared to the maximisation of relevance, or achieve the greatest possible cognitive effect using the smallest effort.

Covertly manipulating the mental states of others

a. I yawn …accidentally?, intending you to notice and conclude that I am tired or bored.

b. I …accidentally? leave my empty glass near you, intending you to notice and offer me

another drink.

This is covert manipulation, because I intend you to come to a certain conclusion without recognising that this is just what I intended.

Overtly manipulating the mental states of others by use of an ‘ostensive stimulus’

a. I yawn in an ex aggerated way, intending you to realise that I want you to think I?m tired.

b. I touch your arm, hold up my empty glass and say …My glass is empty?.

Here, I intend you to recognise that I intended you to come to a certain conclusion.

6.4.4 Communicative Principle of Relevance

Every utterance (or other ostensive stimulus) / every act of ostensive communication communicates a presumption of its own optimal relevance.

Ostensive communication (or inferential communication): Communication involves the speaker?s making clear his intention, as well as the hearer?s inference of the speaker?s meaning.

Presumption of optimal relevance: Presumption of optimal relevance: (a) The utterance is relevant enough to be worth the addressee?s processing effort; (b) The utterance is the most relevant one compatible with the speaker?s abilities and preferences.

(The end of ChapterⅥ)

“英语”语言学概论第六章笔记

Chapter 6 Pragmatics 语用学 1.What is pragmatics? 什么是语用学? Pragmatics can be defined as the study of how speakers of a language use sentences to effect successful communication. As the process of communication is essentially a process of conveying meaning in a certain context, pragmatics can also be regarded as a kind of meaning study. It places the study of meaning in the context in which language is used. 语用学研究的是说某种语言的人怎样用句子去实现成功的交际。 由于交际的过程从本质来说是在一定的语境中表达意义的过程,因而语用学的本质是一种意义研究。它是一种将语言置于使用的语境中去的意义研究。 2.Pragmatics and semantics 语用学和语义学 Pragmatics and semantics are both linguistic studies of meaning, but they are different. What essentially distinguishes semantics and pragmatics is whether in the study of meaning, the context of use is considered. If it is not considered, the study is restricted to the area of traditional semantics; if it is considered, the study is being carried out in the area of pragmatics. 语用学和语义学都是对意义的语言学研究,但两者是不同的。它们的本质区别在于研究意义时是否考虑了语言使用的语境。没有考虑到语境进行的研究就没有超出传统语义学的研究范围;相反,考虑到语境进行的研究就属于语用学的研究范围。 3.Context 语境 Context is essential to the pragmatic study of language. It is generally considered as constituted by the knowledge shared by the speaker and the hearer. 语境是语言的语用研究中不可缺少的概念。它一般被理解为说话者和听话者所共有的知识。The shared knowledge is of two types: the knowledge of the language they use, and the knowledge about the world, including the general knowledge about the world and the specific knowledge about the situation in which linguistic communication is taking place. 共有的知识包括他们所使用的语言方面的知识和双方对世界的认识,包括对世界的总的认识和对正在进行的语言交际所处的环境的具体认识。 4.Sentence meaning and utterance meaning 句子意义和话语意义The meaning of a sentence is abstract, and de-contextualized, while utterance meaning is concrete, and context-dependent. Utterance is based on sentence meaning; it is the realization of the abstract meaning of a sentence in a real situation of communication, or simply in a context. 句子的意义是抽象的,非语境化的,而话语的意义是具体的,受语境制约的。话语意义基于句子意义;它是一个句子的抽象意义在特定语境中的具体体现,或简而言之,在一个语境中的具体化。 5.Speech act theory 言语行为理论 Speech act theory is an important theory in the pragmatic study of language. It was originated with the British philosopher John Austin in the late 50’s of the 20th century. 言语行为理论是语言语用研究中的一个重要理论。它最初是由英国哲学家约翰.奥斯汀在20世纪50年代提出的。 According to speech act theory, we are performing actions when we are speaking.

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