金融词汇表
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ABS
资产 证 Asset Backed Securities 缩 Accelerated depreciation
Acceptor
兑 Accommodation paper Accounts payable 应 帐 Accounts receivable 应 帐
Accredited Investors
资 资 资
证 员(SEC)
( ) 净 资
Accredit value Accrediting
约 约 换 连续
Accrual basis 应计 责 Accrued interest 应计
ACE
Acid Test Ratio 测验 Acquisition
购
Across the board 盘 Acting in concert 谋
Active assets 资产 资产Active capital 资 Actual market 现货 场Actual price
现货
Actual useful life
Actuary 师 计专 ADB
(Asian Development Bank 缩 )
ADR 证 预 证 ( American Depository Receipt 栏 ADS
(American Depository Share 缩 )
Ad valorem
Ad valorem stamp duty Adjudicator
审 员Adjustable rate mortgage (ARM)调 Admitted value 认 Advance
垫
Affiliated company 营 After date
After-hours dealing After-market
[ ] 场 场 紧 为 稳 结 30 认为 应 稳 过 较为 这
时 为 级 场 After-tax profits / 润Afternoon session
Age dependency (ratio) 龄抚
Agency account
买卖 Aging analysis of accounts 帐龄
AGM
(Annual General Meeting 缩 )Agreement 协议 协 Alert message 讯 All-or-none order Allocation Allotee 获 Allotment
Allowance
计
Alpha (Market Alpha) 预 场 Alternative investment
资American Chamber of Commerce
American Commodities Exchange
American Depository Receipt 证 预 证
[ ] 负责
(
) ADR 计 进
为 证 对 资
买卖ADR 买卖ADR
较 预
为ADR 预 (GDR) 预
(EDR) 预 (IDR)
场 预 American Depository Share (ADS)
American Stock Exchange 证
American style option
时
执
Amex 证
Amortizable intangibles 摊销 资产
Amortization摊销
Amsterdam Stock Exchange 证
Annual General Meeting (AGM)
Annualized 计
Annual report 报 报
Anticipatory breach预 违约
Antimonopoly Act 垄
Antitrust 垄
APEC 议
(Asia Pacific Economic Cooperation 缩 ) Appeals panel 诉 员
Appreciation[财产] 涨
Appropriation拨 费 拨 额
Arbitrage 汇
过 时买卖 证 买
卖 获 证 润 Arbitration
Arm's length transaction
Arrears 积 项
Articles of Association 组 细则
ASEAN 协 细 ( Association of South
East Asian Nations栏 )
Asian bank syndication market 场
Asian Development Bank (ADB)
Asian dollar bonds 债
Asian tigers[ ]
韩
Asia Pacific Economic Cooperation
(APEC) 议
Ask (asked) price 盘 卖盘
Asset Allocation资产
Asset Backed Securities 资产 证 简 “ABS”
Asset Management资产
Asset stripping资产 卖资产
Asset swap资产 资产 换
现 组 篮
这 换 债 贷 现
转换为 结 资产
债 转换为 债
货币资产 们 现
货币转换为 货币 Assignment method转让
Association of South East Asian Nations (ASEAN) 协 协 细
ASEAN 10 员 宾 缅
ASX 证
At-the-close order 盘
At-the-money
[ ]执 为 础 现 场
At-the-money option
Auckland Stock Exchange 兰证
Auction market竞 场
Austerity measures紧缩
Authorized capital 资
Authorized fund认
Authorized representative
Australian Options Market
Australian Stock Exchange 证
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Back-door listing
Back-end load 费 费
Back office 办
Back to back FX agreement 汇协议
Balance of payments 结
Balance of trade贸
Balance sheet资产负债
Balance sheet date 结
Balloon maturity 额偿还
Balloon payment 额偿还
Bank, Banker, Banking
Bank for International Settlements
结
(BIS)
Bankruptcy 产
Base day
Base rate
Basel Capital Accord 资 协议
Basis Point (BP)
%
举 25 =0.25%
Basis swap
Basket of currencies 揽 货币
Basket warrant 揽 兑证
Bear market
Bear position 仓
Bear raid疯
Bearer
Bearer stock 记
Behind-the-scene 场
Below par
Benchmark 较
Benchmark mortgage pool 贷 组
Beneficiary
Bermudan option
执
Best practice
Beta (Market beta) ( ) 场
Bid 标 买盘
买 报 买
Big Band
Bill of exchange汇
Bills department 汇
Binary 进 结 Binary option
础
满 预
额 则 BIS 结
(Bank for International Settlements 缩 ) Blackout period 锁
Block trade 额 买卖
Blue chips蓝
Blue Sky [ ] 蓝 买卖
Board of directors
Bona fide buyer 诚买
Bond market债 场 债
Bonds债 债
Bonus issue 红
Bonus share红 红
Book close date 过
Book closure period 过
Book value帐
Bookbuilding 资 购 购
[ ] 销 销
销 结 购 订单
记 资 订
终
Bookrunner 资 帐
[ ] 负责为 资 购 负责为 组 销 场 规 执 销 稳
Boom-bust 溃
BOOT
/ / 营/转让
(Build, Own, Operate and Transfer 缩 )BOT
/ 营/转让
(Build, Operate and Transfer 缩 )Bottom line 线 Bottom-up
( )Bounced cheque
Bourse
( )
BP (Basis Point) Basis Point 栏 Brand management Break-up fees
协议 约
Break-up valuation 产 评 约 评 Breakeven point
Bretton Woods System
1944 7 22
货币 议 创 货币 汇 协 钩 货币汇 则钉
纪70 溃 Bridging loan 临时贷 /过 贷
Broad money
货币 M1栏
Broker, Broking, Brokerage House
纪 证 买卖 证 证 纪 Brussels Stock Exchange 鲁 证
BSSM
/ 应- /维
(Build/Supply-Service/Maintain 缩 )Bubble economy
Build, Operate and Transfer (BOT) / 营/转让Build, Own, Operate and Transfer (BOOT)
/ / 营/转让Build/Supply-Service/Maintain (BSSM) / 应- /维 Bull market 涨
Bullets
赎 (债 结 )
Bullish 涨;
Bundesbank
Business day营
Business management Business studies
Butterfly spread 买卖
Buy-back 购
Buy-side analyst 买 员
[ ]为 资 员
Buyer's credit买 贷 进 Buyout 购 买
By-law细则 组
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C-Corp [ ]
CAC CAC
CAGR
Calendar year 历
Call-over
Call-spread warrant 认购 证
Call option认购
Call protection/provision赎 /
Call warrant认购认 证
Callable bond 赎 债
Candlestick chart 烛图
传 图 货
场 烛
烛 烛
烛 烛颜 则显
盘 盘 还 绿
较 盘 红 较
盘
Cap
Capacity 产 产
CAPEX资
Capital Adequacy Ratio资
Capital base资 资
Capital expenditure资
Capitalization资 资 额
Capital markets资 场 资 场
Capital raising 资 资
Capped floater 顶 债
Carry trade 额 汇
资 1%
买 债 4% 稳赚 观 / 汇
买进 汇 Carrying cost 资 额Carrying value账
Cash-settled warrant现 认 证
Cash earnings per share 现 Cash flow 现
CBO 债 债 Collateralized Bond Obligation
CBRC 监 China Banking Regulatory Commission 栏
CCASS
结
(Central Clearing And Settlement System 缩 )CD 证
(Certificate of Deposit 缩 )CDO
债 债 Collateralized Debt Obligation
CDS Credit Default Swap 栏
CEDEL 结 ( 货币 场结 )Ceiling
Ceiling-floor agreement
协议
Central Clearing & Settlement System
结 Central transaction log
记录Centralized borrowing and lending system 贷
CEO 执 监 执 监 执 (Chief Executive Officer 缩 )
CEPA
2003 6 29 签 紧 贸 “The Closer Economic Partnership Arrangement (CEPA) between Hong Kong and the Mainland ” 简 Certificate of deposit
证
Certificate of incumbency
/ 书Certified Public Accountant (CPA) 计师
CFO
财 财 监 财 (Chief Financial Officer 缩 )Chaebol 韩 财阀 韩 Chain debts
债
Change of domicile ( )
Chapter 11
产 11 产 请 Chartered financial analyst (CFA) 师 许财 师Chicago Board of Trade
Chicago Board Options Exchange Chicago Mercantile Exchange
Chief Executive Officer (CEO) 执 监 执 监 执 Chief Financial Officer (CFO) 财 财 监 财 Chief Information Officer (CIO) 资讯 资讯 Chief Operations Officer (COO) 营 营 监 营 China banking
China Banking Regulatory Commission (CBRC) 监 员 简 “ 监 ”China Capital Markets 资 场 资 场China Development Bank ( )
China International Capital Corporation, CICC China privatization 营 营 China restructuring
组 组
China Securities Regulatory Commission (CSRC) 证 监 员 简 “证监 ”China Stock Markets 场
Chinese Wall 职
CIO
资讯 资讯 (Chief Information Officer 缩 ) Claim
偿
Clawback notification 拨/ 额 Clean price 净
[债 ] 债 应计 现 现 CLO
贷 债 Collateralized Loan Obligation Closed-end fund 闭 Closing price 盘
Co-lead manager 销 销Code of conduct 则Collars
Collateralized Bond Obligation
债 债
[债 ] 级组 债 结 产 贷 债 产 贷 评级较 债
Collateralized Debt Obligation
债 债
[债 ] 贷 债 债 债 产 贷 债
Collateralized Loan Obligation 贷 债
[债 ] 贷 组
产 贷 贷 还 结 债 Collateralized Mortgage Obligation 产 贷 债
[债 ] 产 贷 还 债 Co-manager 销
Comfort letter ( 计师 ) Commercial loan 贷
Commercial paper
Commission rebate
Commodity Exchange, Inc. (纽约)
Common stock
Company finance 财
Complex cash flow 现
Compound annual growth rate
Compound option
为 础 许购买
时 购买
这 汇为 础
资 较 时 购买
轻 标 带 损 Concession 许 营
Conference call 话 议
Confidential pre-filing review 报 审
Confidential submission
Confidentiality agreement 协议
Conglomerate / /
Connected transaction
Consideration约 额 虑
Consolidation 盘
Constant Maturity Treasury
债 产
Derivative
Constituent stock
Construction in progress
Consumer Price Index (CPI) 费
Consumption 费
Contested takeover 夺 购
Contingent liability 负债
Contingent premium 费
Continuing obligation 续责
Contra broker
对 纪
Contractual joint venture 约 / 资 营Controlling stake/interest / Conventional cap
传
Conversion of state assets into state shares
资产 Conversion premium 转换 Conversion price 转换 Conversion ratio
换 Converted net collections 转换 净
Convertible bonds
转换债 换 债
[债 ] 债 预 这 债 转换为 债 认购 转换债 远远 传 债 债资 这 债 对现 问题 转换 释 讲 债 转换
Convertible currency
兑换货币
进 兑换 进 贷 监 货币 Convexity
债
[债 ] 债 续
COO
营 营 监 营 (Chief Operations Officer 缩 )Copenhagen Stock Exchange 证
Core PCE deflator 费 Corporate bonds 债
Corporate finance 资
Corporate governance Corporate vision Corporatization Cost
Cost overrun loans 垫 贷 Cost of carry
Counsel's opinion 顾问 书Counterparty
对 对 Counterparty credit exposure
对 贷
Coupon
[债 ] 诺 计 债 债 举 债 为10% 100 10 6 ( ) 3 ( ) Coupon frequency
频
[债 ] 债 ( )Coupon rate Covenant
约
Covered warrant
兑认 证
证 证 赋 时 购买 现
CPA 计师 Certified Public Accountant 缩
CPI
费
(Consumer Price Index 缩 )Credit Default Swap 违约 换 违约 换Credit facilities
贷 Credit foncia amortization 摊还
Credit line
贷 额
Credit-linked notes 连结证 贷 证 Credit rating 评级 贷评级
Credit risk
约 约规 债 导 约 约组 损 Credit spread 债 Creditwatch
债 观
Cross currency interest rate swap 货币 Cross trade 盘CSRC
证监
( China Securities Regulatory Commission 栏 )
Currency option 货币
Currency swap
货币 汇
Current account deficit 帐 帐( ) Current asset/liability
资产/负债
Current/liquid ratio Custodian Customs & usages惯 Cyclicality
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DAX 综
Daily margin
Day count [债 ] 计 债
应计 现 协议
Day order
Debt equity ratio债资 负债
Debt-equity swap债换 债转 换
这 换
现
换 这 牵 债 债
贷 债 维
时进 们 债
Debt issuing vehicles债
Debt service coverage ratio债 偿还
Default fine违约罚
Defaulting违约
Default interest 纳
Default risk
Defensive
Deferred asset 资产
Deferred charges 费 摊费
Deferred tax 项
Defined Contribution Plan 计
Deflation 货紧缩 缩
Deflator
Delayed data 时资讯 时
Deleveraged
Delineation of activities
Delist
Delta
[ ] 对 础
换
础 时 为对
础
础 Demutualization
Depreciation
Deregulation 宽
Derivatives 产 产 资
产 础
场 汇
础 产 远
约 货 认购 认 证
转换债
Deutsche Borse AG 证
Deutsche Terminborse 货
Devaluation贬
Differential reporting 报 报 规 Dilution摊 释
Direct investment 资
Direct labor cost 劳
Directional Movement Index (DMI)趋 标
Directors' undertakings 诺
Dirty price 脏
[债 ] 债 应计 现 现
Disclaimer 责
Disclosure
Discount rate 贴现
Discretionary manager
Discretionary order 盘
Discretionary power
Discretionary trust
Dishonoured cheque
Disinflation 货 胀 缓 货 胀Disinterested shareholder Disposable income Distressed securities 压 证 财 难 证 Diversification 资
Dividend
Dividend in specie
DJIA
Doha Round[ 贸谈 ]
Domestic Qualified Institutional
资 资
Investor (DQII)
Double bottom/double dip ( 图 )
Dow Jones Industries Average Index
Downside risk
Downstream enterprise
Downturn 转
DQII 资 资
(Domestic Qualified Institutional Investor
缩 )
Dragon bonds 债 债
Drawing expense in advance预 费
Dual currency bonds 货币债
Due-on-sale clause 转 还
Due diligence 职调
为 销 证 针对
财 (
对 ) 进 调
职调 为 职调
职调
Dumping倾销
Duration 续
[债 ] 测 债 产
测 债
债 现 测
Dynamic hedging 态
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E-commerce E-tailers
EAFE 远
(Europe, Australia & Far East 缩 )EASDAQ
证 纪 协 报 纳 European Association of Securities Dealers Automated Quotations 缩 Earning per share (EPS)
EBITDA
计 项 摊销
(Earnings Before Interest, Tax, Depreciation and Amortization 缩 )EEC
( )Embedded option
隐
债 偿还 为 产 贷 证 赎 债 Emerging market 场
EMU
货币 ( European Monetary Union 栏 )Engagement letter
书
Environmental protection 环( ) ( )Environmental waste 环 废 EPS
Equity, Equities Equity cushion
垫
Equity warrant 认 证
这 证赋 时 预 购买 赋 时 购买 认 证 债 带 认购 债 执 则 释现 兑 证 Covered warrant
EU
( )
(European Union 缩 ) Euro
罗
Eurobond
债 ‘ 货币债 Eurodollar bonds
债
European Association of Securities Dealers Automated Quotations (EASDAQ)
证 纪 协 报 纳
European Economic Community European Monetary Union (EMU)
货币
EMU 标 为 (Euro) 单
货币 2002 员 货币 EMU 员 时 卢 兰 爱 兰 兰
European Options Exchange European style option
执 European Union (EU) Ex-coupon Ex-date
净 Ex-dividend basis Ex-rights
Exchangeable bond
换债
转换债 这 债 础 Executive director 执 Exchange rate 兑换 汇 Exercise price 约 Exit fee 费Exit price
[ ] 仓